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In response to
"
Because they set the rules for retirement savings like 401(k)s and how they are managed -- nm
"
by
Roger More
That was my best guess as well. Still seems a little counter-intuitive -- nm
Posted by
znufrii
Apr 6 '16, 06:57
(No message)
Responses:
SEC regulates securities and trading, it might not be good to have financial advisers regulated by the same agency. Very different types of regulation
-
Roger More
Apr 6, 07:24
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