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In response to
"That was my best guess as well. Still seems a little counter-intuitive -- nm"
by
znufrii
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SEC regulates securities and trading, it might not be good to have financial advisers regulated by the same agency. Very different types of regulation
Posted by
Roger More (aka rogermore)
Apr 6 '16, 07:24
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The CFPB might make more sense given its focus on consumer protection - but it's a new agency, plus its focus is on consumer debt, not asset management.
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