ST Alpha - "znu, from B3, the SEC has very little to do with fiduciary rules - it's all the DOL -- nm" (Reading a Post)

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znu, from B3, the SEC has very little to do with fiduciary rules - it's all the DOL -- nm

Posted by decline (aka Decline) Apr 6 '16, 08:49

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Responses:

Right. - znufrii Apr 6, 08:52 2
- most all of ERISA is regulated by the DOL. I think it's really because nobody else wants to deal with the morasse it's become -- nm - decline Apr 6, 08:53 1
  - Gotcha -- nm - znufrii Apr 6, 08:56

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